For deviation, OOS and market complaint investigations

Investigations that hold up to inspection.

Syntriq works through the evidence behind an investigation, traces every finding to the document it came from, and reviews the result the way an inspector would — against your own procedures and the regulations your site is inspected under.

Works alongside your existing QMS. No system to replace.

OOS · Preservative assay · Batch 0412Root cause candidate

The replacement filter was used with a shortened pre-flush, leaving the membrane able to absorb preservative from the first part of the fill12.

Likely

contribution

4

sources

0

quotes against it

1Batch manufacturing record · page 4

Pre-flush volume: 20 L 5 L

2Filter qualification report · §6.2

Minimum pre-flush of 20 L required before product contact.

The evidence is everywhere

Batch records, logbooks, lab systems, monitoring data and SOPs live in different systems — some on paper. A QMS holds the report, not the evidence.

Time goes into finding, not thinking

Most of an investigation is spent locating records and cross-checking them, leaving the least time for the root cause.

Conclusions get challenged

"Human error", a cause no record shows happened, a batch released on a retest: the findings inspectors raise are the ones the record cannot support.

How it works

From the first upload to a decision you can defend.

The stages of a formal investigation, each prepared from the evidence and each decided by the investigator.

  1. 01

    Register and upload

    Record the event and upload the evidence as it exists: SOPs, batch records including handwritten entries, lab data, equipment logs, sensor exports. Syntriq reads the reference, dates and batches from the documents.

  2. 02

    Timeline and procedure check

    Events from every document are put in order, excursions in monitoring data are found, and the records are checked against your own procedures to flag where they were not followed.

  3. 03

    Evidence map

    What the evidence cannot yet settle, and which record would settle it — who holds it and what to look for in it.

  4. 04

    Impact and classification

    Which batches are in scope and why, what the evidence shows about product and patient, and where your own classification definitions point. The decisions stay yours.

  5. 05

    Root cause

    A fishbone populated with causes drawn from the evidence, 5 Whys and hypothesis testing, and a weighing of each cause. A probable root cause is named only when the evidence clearly supports one.

  6. 06

    CAPA and disposition

    Actions planned against each root cause with measurable effectiveness criteria, and a justified decision for every batch — ready to go into your QMS.

At any point, ask a question of the evidence and get an answer tied to the documents.

Inspection mode

See your investigation the way an inspector will.

Review any stage, or the whole investigation, before it leaves your hands. Each finding names the procedure clause or regulation it rests on, says whether that is a requirement or a recommendation, and what would make it hold up.

  • Checks against your own procedures first — and flags where a procedure itself is silent or weaker than the regulation.
  • Root cause, CAPA and disposition are each judged on their own terms, not only at closure.
  • Produces an inspection-style report, written as an FDA or PIC/S inspectorate would write it.
Inspecting the root cause analysis3 findings
Major

Operator error named as root cause without the required questions answered

SOP-QA-011 §8.2 · EU GMP Ch.1 1.4(xiv)

Major

Eliminated causes have no evidence recorded for their elimination

SOP-QA-011 §8.1 · 21 CFR 211.192

Other

Procedure sets no maximum number of retests

FDA OOS guidance (2022) IV.B.1 — recommendation

Your procedure requires 3 things here

  • Answer the procedural, training, task-design and detection questions before recording human error.

    SOP-QA-011 §8.2Recorded: Per-cause choice

  • Confirm or eliminate each contributing factor, recording why it was ruled out.

    SOP-QA-011 §8.1Recorded: In the fishbone

  • Distinguish immediate causes from systemic ones.

    SOP-QA-011 §8.3Recorded: Per-cause choice

Your procedure, not a template

Built around how your site investigates.

Syntriq reads the procedures you upload and applies them where they matter: what your SOP specifically requires of impact assessment, root cause, CAPA and disposition is shown in each stage, and the suggestions are prepared to meet it. Where your procedure says nothing in particular, the standard approach applies.

Regulations

Read from the primary texts.

Each requirement is entered from the regulation or guideline itself, with its version, split by the kind of investigation it applies to — so an OOS is never judged against deviation requirements. Choose the frameworks your site is inspected under.

US FDA

21 CFR 211 · OOS guidance (Rev. 1, 2022) · Data integrity Q&A (2018)

EU GMP / PIC/S

EudraLex Vol. 4 Ch. 1, 6, 8 · PIC/S PE 009-17

UK MHRA

OOS & OOT investigations — Phase Ia, Ib, II, III

ICH

Q7 · Q9(R1) · Q10

WHO

GMP main principles, TRS 986 Annex 2

India

Revised Schedule M, G.S.R. 922(E), 2023

Reliability

Built so that nothing is taken on trust.

An investigation tool is only useful if a reviewer can check what it says. These are the rules it works to.

Every statement has a source

Each finding links to the passage it came from, highlighted in the original document. Anything that cannot be traced to a document is not used.

Missing is said to be missing

Where the evidence does not answer a question, the tool says so and names the record that would — it does not fill the gap.

Numbers come from rules, not AI

Limit comparisons, durations and breaches are calculated by fixed rules, with units checked, not estimated by a language model.

Conclusions stay with the investigator

Syntriq prepares and challenges. The investigator decides, and every change to a prepared reading is kept with its reason.

Your QMS

Alongside your QMS, not instead of it.

Changing a QMS means revalidation, migration and retraining. Syntriq asks for none of that. Your QMS stays the system of record, with its approvals and signatures; what Syntriq produces goes into it. Try it on a handful of investigations without changing any existing system.

Where the evidence lives

Batch records · lab systems · equipment and maintenance logs · monitoring data · SOPs · paper

Syntriq

Reads the evidence, prepares each stage, and challenges the result against your procedures and regulations

Your QMS

The system of record: the investigation, approvals, signatures and CAPA tracking

Pilot programme

Try it on your own investigations.

We are working with a small number of quality teams to shape Syntriq around real investigations. A pilot runs on a few of your own deviations, OOS results or complaints, against your own procedures, with no change to your existing systems.